Auditors Enforcement Division Past Cases - Accountancy Scheme

Past Cases - Accountancy Scheme

The cases listed below have been concluded by the FRC (under the Accountancy Scheme), either at the end of the investigation or following disciplinary proceedings.
 
Grant Thornton - audits of Nichols Plc and the University of Salford Accountancy Scheme 29 August 2018 
6 August 2013                   
 
KPMG Audit plc and Ted Baker Plc Accountancy Scheme 20 Aug 2018
6 June 2016
PricewaterhouseCoopers LLP - Taveta Group Accountancy Scheme 15 August 2018
12 June 2018
27 June 2016
Grant Thornton UK LLP - AssetCo plc  Accountancy Scheme 7 August 2018 (Members in Business)
24 April 2017 (Audit Firm)
25 January 2017
12 August 2014
Grant Thornton UK LLP - Globo plc  Accountancy Scheme 30 July 2018
21 December 2015
PricewaterhouseCoopers LLP - RSM Tenon Accountancy Scheme 21 June 2018
16 August 2017
14 December 2016
13 August 2012
KPMG LLP - Quindell plc Accountancy Scheme 11 June 2018
5 August 2015
 
Arrandco Audit Limited (formerly RSM Tenon Audit Lilmited) - Quindell Portfolio plc Accountancy Scheme 23 January 2018
5 August 2015
 
EY LLP - Computer 2000 Distribution Ltd (Tech Data)  Accountancy Scheme 20 December 2017 (Member in Business)
16 October 2017 (Audit firm)
9 August 2017 (Member in Business)
7 August 2014
12 May 2014
 
KPMG LLP - HBOS plc Accountancy Scheme 30 November 2017
19 September 2017
27 June 2016
 

PricewaterhouseCoopers LLP - Barclays Bank PLC
 
Accountancy Scheme 5 October 2017
22 Dec 2014
 
The Cup Trust  Accountancy Scheme 2 June 2017
17 Oct 2016
 
Connaught plc and audit by PricewaterhouseCoopers LLP Accountancy Scheme 31 May 2017
11 May 2017
20 Oct 2016
25 July 2016
12 Oct 2015
29 Nov 2010
 
RSA Insurance Ireland Limited Accountancy Scheme and Actuarial Scheme 19 Dec 2016
7 July 2015
 
Aero Inventory plc Accountancy Scheme 16 Mar 2018
10 Nov 2016
07 Oct 2016
18 Apr 2016
02 Jul 2015
12 Jan 2015
3 March 2011
 
Co-operative Bank plc Accountancy Scheme 28 October 2016  
PricewaterhouseCoopers LLP - Cattles plc amd Welcome Financial Services Limited Accountancy Scheme 31 Aug 2016
23 July 2009
 
Moore Stephens (NI) LLP - Presbyterian Mutual Society Accountancy Scheme 25 Jan 2016 
18 Nov 2015
5 August 2009
 
iSoft Group plc
Timothy Whiston and John Whelan 
Accountancy Scheme 25 October 2006;
03 June 2015
 
RSM Robson Rhodes LLP and Glyn Williams Accountancy Scheme 9 August 2013
5 September 2011
22 November 2011
22 March 2010
19 February 2010
25 October 2006
 
Christopher Moore and Mark Woodbridge - Torex Retail Plc Accountancy Scheme 10 July 2015
10 June 2015
24 March 2015
04 July 2014
04 Dec 2013
 
Healthcare Locums plc Accountancy Scheme 7 July 2015
26 May 2015
28 Nov 2011
 
Manchester Building Society Accountancy Scheme 8 July 2015
8 July 2015
07 Aug 2013
 
MG Rover Group Limited Accountancy Scheme 25 Mar 2015
30 Jan 2015
27 Jan 2015
09 Oct 2014
10 Sept 2014
20 Nov 2013
09 Sept 2013
29 July 2013
15 July 2013
18 July 202
02 Feb 2012
17 Aug 2005
 
KPMG Audit Plc Accountancy Scheme 26 Jan 2015
04 Nov 2014
09 May 2013
 
Pendragon plc Accountancy Scheme 26 Jan 2015
08 Nov 2014
09 May 2013
 
Worthington Nicholls Group plc (Paul Newsham, Member of the ICAEW and of the disciplinary case against Sixonethreeone Limited (formerly known as HWCA Limited), former Member Firm of the ICAEW) Accountancy Scheme 5 Sept 2014
01 Sept 2014
08 May 2014
01 July 2013
02 Oct 2008
 
First Quench Retailing Limited (Accountancy Scheme) Accountancy Scheme 15 Aug 2014
05 Aug 2013
27 April 2009
 
Chris Willford Accountancy Scheme 3 July 2014
21 Jan 2014
 
The Berkeley Group Holdings plc Accountancy Scheme 12 June 2014
16 Sept 2013
 
European Home Retail Plc and Farepak Food & Gifts Ltd Accountancy Scheme 12 Dec 2013
15 Nov 2012
4 June 2007

 

Barclays Capital Securities Limited Accountancy Scheme 6 Dec 2013
16 Dec 2011
 
BAE Systems Accountancy Scheme 1 Aug 2013
25 Oct 2010
 
European Home Retail Plc and Farepak Food & Gifts Ltd (Rollason) Accountancy Scheme 3 July 2013
21 May 2013
5 April 2013
12 Feb 2013
15 Jan 2013
10 Dec 2012
 
Cattles plc (Corr and Miller) Accountancy Scheme 19 Feb  2013 (Corr) 
19 Feb  2013 (Miller)
Corr (Tribunal Report)
Miller (Tribunal Report)                             
 
Lehman Brothers (CASS Rules) Accountancy Scheme 29 Jan 2013  
Equitable Life Assurance Society Accountancy Scheme and Actuarial Scheme     29 Jan 2013
17 Aug 2012
17 Dec 2009
7 Oct 2009
26 Nov 2008
 
Lehman Brothers (Repos) Accountancy Scheme 22 June 2012
16 June 2010
15 March 2010
 
Worthington Nicholls Group plc Accountancy Scheme 14 May 2012
16 Jan 2012
2 Oct 2008

 

Langbar International Limited Accountancy Scheme 6 Jan 2012
23 June 2006
 
JP Morgan Securities Accountancy Scheme 06 Jan 2012
6 Dec 2011 
4 Oct 2010
 
XL Leisure Group plc Accountancy Scheme 6 Jan 2010
15 Oct 2008
 
Emerging Business Trust Accountancy Scheme 19 Jan 2009
30 March 2009
30 March 2009 (Executive Counsel's Report)
19 Jan 2009 
25 July 2006
 
Mayflower Corporation plc Accountancy Scheme 8 Dec 2006
19 Dec 2005
14 Sept 2005
14 July 2004
 

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Past Cases - Actuarial Scheme

Cases concluded by the FRC, either at the end of the investigation or following disciplinary proceedings.