Skip to main content
Careers at the FRC
Contact us
Financial Reporting Council
Library
About the FRC
About the FRC
Our Purpose
FRC Structure
Role and Responsibilities
Reports, Plans and Budgets
Policies and Procedures
Governance Reporting
Funding
Research
FRC Responses to External Consultations
Tribunals
The FRC's International Activity
Consultations
News and events
Library
About the FRC
About the FRC
Our Purpose
FRC Structure
Role and Responsibilities
Reports, Plans and Budgets
Policies and Procedures
Governance Reporting
Funding
Research
FRC Responses to External Consultations
Tribunals
The FRC's International Activity
Consultations
News and events
Careers at the FRC
Contact us
Search
Search
Search
314 results found.
Enforcement
The Enforcement Division conducts investigations and will bring enforcement action, if appropriate, against auditors, accountants, accountancy firms, and actuaries where there appears to be misconduct or a breach of the relevant professional standards.
25 September 2023
Enforcement Cases
View cases and outcomes.
29 September 2023
Consultations on Audit Enforcement Procedure, Schemes and Regulations
A timeline of consultations on Audit Enforcement Procedure, Schemes and Regulations.
25 September 2023
Enforcement Procedures archive
The versions of procedures and supporting documents listed on this page have been superseded.
25 September 2023
Enforcement Procedures
Access links to documents, policies and guidance which are supplemental to and support the FRC’s enforcement regime procedures under the Audit Enforcement Procedure, Accountancy Scheme, Actuarial Scheme and PIE Auditor Registration Regulations
25 September 2023
Audit Enforcement Procedure
The FRC is the 'competent authority' for audit in the UK. Enforcement action is taken under the FRC’s Audit Enforcement Procedure (AEP).
25 September 2023
Actuarial Scheme
The FRC is the independent disciplinary body for actuaries.
25 September 2023
Accountancy Scheme
The FRC is the independent disciplinary body for accountants and accountancy firms, and operates a disciplinary scheme for the accountancy profession.
25 September 2023
Enforcement (overview)
Read an overview of the Enforcement activities carried out by th FRC.
25 September 2023
Investigation into the preparation and approval of the financial statements of Carillion plc
FRC launches investigations into KPMG and PwC over the audits of Eddie Stobart Logistics plc
Investigation announced in connection with The Cup Trust
Investigation regarding the audit of NMCN plc by BDO LLP
MG Rover Group, Deloitte & Touche and Mr Maghsoud Einollahi – Report of Appeal Tribunal on Sanctions
AADB announces investigation in connection with Connaught plc
Disciplinary action in relation to Autonomy Corporation plc
Investigation regarding the audit of Carr’s Group plc by KPMG LLP
FRC launches consultation on changes to its disciplinary Schemes
Speech by Sir Winfried Bischoff at the NAPF "Being Responsible Owners" seminar
Statement by Paul George, Executive Director of Conduct at the FRC, on the outcomes of the disciplinary cases against (1) KPMG LLP and ICAEW member Mr James Marsh and (2) KPMG Audit Plc and ICAEW memb
Page
1
of 16
1 / 16
Next
Filter search results
Clear all filters
Topics
Accounting
Actuarial
Assurance
Auditing
Competition
Corporate Governance
Corporate Reporting
Enforcement
ESG and Climate
Ethics
External Groups
FRC Lab
FRC Taxonomies
Local Audit
PIE Audits
Standards, Codes & Guidance
Stewardship
Supervision
Technology & Digital
Types
Bulletin
Case summary
Code
Enforcement case
Enforcement outcome
External consultation response
Key facts and trends
Letters to audit firms
Oversight
Policy
Practice note
Press notice
Procedure
Register
Report
Review
Scheme
Signatories
SORP
Staff guidance note
Standard
Statement
Supervision
Taxonomies
Thematic review
FRC Teams
Accounting & Reporting Policy
Actuarial Policy
Audit & Assurance
Audit Firm Supervision
Audit Market Supervision
Audit Quality Review
Corporate Governance & Stewardship
Corporate Reporting Review
Professional Bodies Supervision