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337 results found.

Selected Topics

  • Enforcement
  • FRC publishes latest Annual Enforcement Review

    The Financial Reporting Council (FRC) has today published its sixth Annual Enforcement Review (Review) which provides a summary of FRC enforcement activity for the year ending 31 March 2024.

    News

    25 July 2024

  • FRC Annual Report highlights continued progress in improving standards of audit, financial and corporate reporting to support UK corporate growth

    The Financial Reporting Council (FRC) has today published its Annual Report and Accounts for 2023/24. The report underscores the FRC’s ongoing commitment to improving audit quality and corporate reporting in the UK while adapting to evolving market needs

    News

    24 July 2024

  • Sanction against Sushovan Hussain in relation to Autonomy Corporation Plc

    The Executive Counsel to the Financial Reporting Council (FRC) has agreed terms of settlement with Sushovan Hussain following admissions of Misconduct as a result of his conviction in the USA during April 2018 on 16 counts of fraud relating to his conduct

    News

    11 July 2024

  • Sanctions against MacIntyre Hudson LLP, Deborah Weston and Geeta Morgan

    The Executive Counsel of the Financial Reporting Council (FRC) has issued a Final Settlement Decision Notice under the Audit Enforcement Procedure (AEP) and imposed sanctions against MacIntyre Hudson LLP (MHA), Deborah Weston (Ms Weston) a former partner

    News

    9 July 2024

  • Investigation regarding an audit by Maclntyre Hudson LLP

    The Financial Reporting Council (“FRC”) has commenced an investigation in relation to the audit conducted by Maclntyre Hudson LLP of the financial statements of a Public Interest Entity (as defined in the Audit Enforcement Procedure) for the year ended 31

    News

    16 May 2024

  • Sanctions against Crowe U.K. LLP

    Pursuant to the Crown Dependencies Recognised Auditor Sanctions Procedure, the FRC’s Enforcement Committee (the “Committee”) has concluded that Crowe U.K. LLP failed to comply with the Regulatory Framework for Auditing in its audit of Aseana Properties Li

    News

    14 May 2024

  • Publication of Final Settlement Decision Notices in respect of KPMG and two former partners

    Following the previous announcement on 12 October 2023 of the enforcement action taken relating to KPMG’s audits of Carillion plc, the FRC has today published the two full Final Settlement Decision Notices.

    News

    9 May 2024

  • Sanctions against three audit firms over the audits of London Capital & Finance plc

    The Executive Counsel of the Financial Reporting Council (“FRC”) has issued Final Settlement Decision Notices under the Audit Enforcement Procedure and imposed sanctions against three audit firms as a result of her investigation of the audits of London Ca

    News

    7 May 2024

  • Outcome of disciplinary case in connection with Presbyterian Mutual Society

    News

    29 February 2016

  • Sanctions against Grant Thornton UK LLP

    Pursuant to the Auditor Regulatory Sanctions Procedure, and following an inspection by the Financial Reporting Council (FRC)’s Audit Quality Review (AQR) team, the FRC’s Enforcement Committee (Committee) has concluded that Grant Thornton UK LLP failed to

    News

    8 April 2024

  • Sanctions against KPMG LLP and audit partner

    The Financial Reporting Council (FRC) has issued a Final Settlement Decision Notice (FSDN) under the Audit Enforcement Procedure and imposed sanctions against KPMG and Adrian Wilcox (the audit engagement partner) in respect of their statutory audit of M&C

    News

    4 March 2024

  • Sanctions against KPMG LLP, KPMG Audit plc and two former partners

    This Press Notice concerns the outcomes of investigations into the relevant Statutory Auditor(s). No part of this announcement should be treated as making any findings in respect of the conduct of any other persons or entities.

    News

    12 October 2023

  • FRC resolves record number of enforcement cases

    News

    27 July 2023

  • Sanctions against KPMG LLP and Mr Stuart Peter James Smith

    News

    13 April 2023

  • Sanctions against PwC and two former audit partners

    News

    8 March 2023

  • Webinar: Considering the public interest in our work

    News

    16 November 2022

  • FRC sets out principles for public interest test

    News

    14 November 2022

  • Disciplinary Tribunal Report following sanctions against KPMG LLP and others in connection with Audit Quality Reviews of Regenersis & Carillion audits

    News

    27 September 2022

  • FRC reports record cases resolved and record financial sanctions of £46.5m

    News

    28 July 2022

  • Sanctions against PricewaterhouseCoopers LLP and audit partner (in relation to PwC’s audit of Galliford Try)

    News

    7 June 2022

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