Enforcement Division

The Enforcement Division conducts investigations and will bring prosecutions, if appropriate, against auditors, accountants, accountancy firms, and actuaries where there appears to be misconduct or a breach of the relevant professional standards. The Enforcement Division is led by Claudia Mortimore, who is the Interim Executive Counsel and Director of Enforcement.  The division comprises a Case Examinations and Enquiries Team (the intelligence side of the division) and a team of lawyers, forensic accountants, and support staff to ensure that investigations and prosecutions are conducted efficiently and fairly.