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Case Management Committee

The Case Management Committee advises on the handling of disciplinary cases. Each case will be assigned a group of at least 3 Case Management Committee members.
Each group’s functions include:
  • monitor the conduct of any investigation and/or disciplinary proceeding and the merits of the approach taken by Executive Counsel;
  • advise the Executive Counsel of any factors that the Executive Counsel should consider when deciding whether to proceed with a Formal Complaint.

In addition, Case Management Committee members will also be appointed as Settlement Approvers.


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The Financial Reporting Council Limited is a company limited by guarantee. Registered in England number 2486368. Registered Office: 8th Floor, 125 London Wall, London EC2Y 5AS